-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QPRdz76QgKVDHqcwf24WYBQoHK4/WobvvzlVhlrmDwege+kRKc1ButrBTuYubE4N Z6xoxwFeNGghujRZAIHntA== 0000898430-02-003533.txt : 20020926 0000898430-02-003533.hdr.sgml : 20020926 20020926144432 ACCESSION NUMBER: 0000898430-02-003533 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020926 GROUP MEMBERS: GENERAL RE CORPORATION GROUP MEMBERS: NATIONAL RE CORPORATION GROUP MEMBERS: NATIONAL REINSURANCE CORPORATION GROUP MEMBERS: OBH, INC. GROUP MEMBERS: WARREN E. BUFFETT FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BERKSHIRE HATHAWAY INC CENTRAL INDEX KEY: 0001067983 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 470813844 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1440 KIEWIT PLZ CITY: OMAHA STATE: NE ZIP: 68131 BUSINESS PHONE: 4023461400 MAIL ADDRESS: STREET 1: 1440 KIEWIT PLAZA CITY: OMAHA STATE: NE ZIP: 68131 FORMER COMPANY: FORMER CONFORMED NAME: NBH INC DATE OF NAME CHANGE: 19980810 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNICO AMERICAN CORP CENTRAL INDEX KEY: 0000100716 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 952583928 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-10808 FILM NUMBER: 02773071 BUSINESS ADDRESS: STREET 1: 23251 MULHOLLAND DR CITY: WOODLAND HILLS STATE: CA ZIP: 91364 BUSINESS PHONE: 8185919800 MAIL ADDRESS: STREET 1: 23251 MULHOLLAND DRIVE CITY: WOODLAND HILLS STATE: CA ZIP: 91364 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL COVERAGE CORP DATE OF NAME CHANGE: 19730823 SC 13G/A 1 dsc13ga.htm AMENDMENT #1 TO SCHDULE 13G Prepared by R.R. Donnelley Financial -- Amendment #1 to Schdule 13G
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 

 
SCHEDULE 13G
 
Under the Securities Exchange Act of 1934
 
(Amendment No. 1)*
 
UNICO AMERICAN CORPORATION

(Name of Issuer)
 
COMMON STOCK, NO PAR

(Title of Class of Securities)
 
904607108

(CUSIP Number)
 
December 21, 1998**

(Date of Event Which Requires Filing of this Statement)
 

 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
x    Rule 13d-1 (b)
 
¨    Rule 13d-1 (c)
 
¨    Rule 13d-1 (d)
 
*
 
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
 
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes.)
 
**
 
The shares of UNICO American Corporation reported as owned by this amendment are directly owned by a subsidiary of General Re Corporation, which was acquired by Berkshire Hathaway Inc. on December 21, 1998. Inadvertently, this amendment, which merely reports Berkshire Hathaway Inc.’s acquisition of indirect ownership of those shares by virtue of its acquisition of General Re Corporation, was not timely filed. This amendment reports no new acquisition of securities by any of the reporting persons.
 


13G
 
 
CUSIP No.    904607108
 
Page 2 of 11 Pages
 



  1


  
NAME OF REPORTING PERSON
SS or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
 
Warren E. Buffett
 



2


  
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
 
(a)  [X]
(b) [_]
 



3
  
SEC USE ONLY
 
 



4


  
CITIZENSHIP OR PLACE OF ORGANIZATION
 
United States Citizen
 



   
5


  
SOLE VOTING POWER
 
NONE
 
 



NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
 
6
 
  
SHARED VOTING POWER
432,102
 



EACH
REPORTING
PERSON
WITH
 
7
 
 
 
  
SOLE DISPOSITIVE POWER
NONE
 



   
8
 
 
 
  
SHARED DISPOSITIVE POWER
432,102





9


  
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
432,102
 



10


  
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
 
[_]
 



11


  
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
7.9%
 



12


  
TYPE OF REPORTING PERSON*
 
IN, HC
 



 
 
 
 


13G
 
 
CUSIP No.    904607108
 
Page 3 of 11 Pages
 



  1


  
NAME OF REPORTING PERSON
SS or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
 
Berkshire Hathaway Inc.
 



2


  
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
 
(a)  [X]
(b) [_]
 



3
  
SEC USE ONLY
 
 



4


  
CITIZENSHIP OR PLACE OF ORGANIZATION
 
State of Delaware
 



   
5


  
SOLE VOTING POWER
 
NONE
 
 



NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
 
6
 
  
SHARED VOTING POWER
432,102
 



EACH
REPORTING
PERSON
WITH
 
7
 
 
 
  
SOLE DISPOSITIVE POWER
NONE
 



   
8
 
 
 
  
SHARED DISPOSITIVE POWER
432,102





9


  
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
432,102
 



10


  
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
 
[_]
 



11


  
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
7.9%
 



12


  
TYPE OF REPORTING PERSON*
 
HC, CO
 



 
 
 
 


13G
 
 
CUSIP No.    904607108
 
Page 4 of 11 Pages
 



  1


  
NAME OF REPORTING PERSON
SS or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
 
OBH, Inc.
 



2


  
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
 
(a)  [X]
(b) [_]
 



3
  
SEC USE ONLY
 
 



4


  
CITIZENSHIP OR PLACE OF ORGANIZATION
 
State of Delaware
 



   
5


  
SOLE VOTING POWER
 
NONE
 
 



NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
 
6
 
  
SHARED VOTING POWER
432,102
 



EACH
REPORTING
PERSON
WITH
 
7
 
 
 
  
SOLE DISPOSITIVE POWER
NONE
 



   
8
 
 
 
  
SHARED DISPOSITIVE POWER
432,102





9


  
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
432,102
 



10


  
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
 
[_]
 



11


  
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
7.9%
 



12


  
TYPE OF REPORTING PERSON*
 
HC, CO
 



 
 
 
 


13G
 
 
CUSIP No.    904607108
 
Page 5 of 11 Pages
 



  1


  
NAME OF REPORTING PERSON
SS or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
 
General Re Corporation
 



2


  
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
 
(a)  [X]
(b) [_]
 



3
  
SEC USE ONLY
 
 



4


  
CITIZENSHIP OR PLACE OF ORGANIZATION
 
State of Delaware
 



   
5


  
SOLE VOTING POWER
 
NONE
 
 



NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
 
6
 
  
SHARED VOTING POWER
432,102
 



EACH
REPORTING
PERSON
WITH
 
7
 
 
 
  
SOLE DISPOSITIVE POWER
NONE
 



   
8
 
 
 
  
SHARED DISPOSITIVE POWER
432,102





9


  
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
432,102
 



10


  
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
 
[_]
 



11


  
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
7.9%
 



12


  
TYPE OF REPORTING PERSON*
 
HC, CO
 



 
 
 
 


13G
 
 
CUSIP No.    904607108
 
Page 6 of 11 Pages
 



  1


  
NAME OF REPORTING PERSON
SS or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
 
National Re Corporation
 



2


  
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
 
(a)  [X]
(b) [_]
 



3
  
SEC USE ONLY
 
 



4


  
CITIZENSHIP OR PLACE OF ORGANIZATION
 
State of Delaware
 



   
5


  
SOLE VOTING POWER
 
NONE
 
 



NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
 
6
 
  
SHARED VOTING POWER
432,102
 



EACH
REPORTING
PERSON
WITH
 
7
 
 
 
  
SOLE DISPOSITIVE POWER
NONE
 



   
8
 
 
 
  
SHARED DISPOSITIVE POWER
432,102





9


  
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
432,102
 



10


  
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
 
[_]
 



11


  
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
7.9%
 



12


  
TYPE OF REPORTING PERSON*
 
HC, CO
 



 
 
 
 


13G
 
 
CUSIP No.    904607108
 
Page 7 of 11 Pages
 



  1


  
NAME OF REPORTING PERSON
SS or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
 
National Reinsurance Corporation
 



2


  
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
 
(a)  [X]
(b) [_]
 



3
  
SEC USE ONLY
 
 



4


  
CITIZENSHIP OR PLACE OF ORGANIZATION
 
State of Delaware
 



   
5


  
SOLE VOTING POWER
 
NONE
 
 



NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
 
6
 
  
SHARED VOTING POWER
432,102
 



EACH
REPORTING
PERSON
WITH
 
7
 
 
 
  
SOLE DISPOSITIVE POWER
NONE
 



   
8
 
 
 
  
SHARED DISPOSITIVE POWER
432,102





9


  
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
432,102
 



10


  
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
 
[_]
 



11


  
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
7.9%
 



12


  
TYPE OF REPORTING PERSON*
 
IC, CO
 



 
 
 
 


 
Page 8 of 11 Pages
 
SCHEDULE 13G
 
THIS SCHEDULE 13G AMENDMENT REPORTS NO NEW ACQUISITION OF SECURITIES BY ANY OF THE REPORTING PERSONS. The shares of UNICO American Corporation that are reported as owned in this Schedule 13G are the same shares reported as owned in the Schedule 13G filed by General Re Corporation, National Re Corporation, National Reinsurance Corporation and National Intermediaries, Inc. on May 6, 1997. This Schedule 13G amendment is being filed solely to reflect that Berkshire Hathaway Inc. is the indirect beneficial owner of the shares by virtue of its acquisition of General Re Corporation on December 21, 1998.
 
Item 1.
 
 
(a)
 
Name of Issuer
 
UNICO AMERICAN CORPORATION
 
 
(b)
 
Address of Issuer’s Principal Executive Offices
 
23251 Mulholland Drive, Woodland Hills, California 91364
 
Item 2.
 
 
(a)
 
Name of Person Filing
 
WARREN E. BUFFETT
BERKSHIRE HATHAWAY INC.
OBH, INC.
GENERAL RE CORPORATION
NATIONAL RE CORPORATION
NATIONAL REINSURANCE CORPORATION
 
 
(b)
 
Address of Principal Business Office or, if none, Residence
 
1440 Kiewit Plaza, Omaha, Nebraska 68131
 
 
(c)
 
Citizenship
 
Warren E. Buffett
 
— UNITED STATES CITIZEN
 
Berkshire Hathaway Inc., OBH, Inc., General Re Corporation, National Re Corporation and National Reinsurance Corporation
 
— DELAWARE CORPORATIONS
 
 
(d)
 
Title of Class of Securities
 
COMMON STOCK, NO PAR
 
 
(e)
 
CUSIP Number
 
904607108
 
Item 3.    If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a:
 
Warren E. Buffett (an individual who may be deemed to control Berkshire Hathaway Inc.), Berkshire Hathaway Inc., OBH, Inc., General Re Corporation and National Re Corporation are each a Parent Holding Company or Control Person, in accordance with Rule 13d-1(b)(ii)(G) (Note: See Item 7).
 
National Reinsurance Corporation is an Insurance Company as defined in section 3(a)(19) of the Act.
 
The Reporting Persons together are a Group in accordance with Rule 13d-1(b)(ii)(J).
 
Item 4.    Ownership
 
If the percent of the class owned, as of December 31 of the year covered by the statement, or as of the last day of any month described in Rule 13d-1(b)(2), if applicable, exceeds five percent, provide the following information as of that date and identify those shares which there is a right to acquire.
 
 
(a)
 
Amount beneficially Owned
 
See the Cover Pages for each of the Reporting Persons.


 
Page 9 of 11 Pages
 
 
(b)
 
Percent of Class
 
See the Cover Pages for each of the Reporting Persons.
 
 
(c)
 
Number of shares as to which such person has:
 
 
(i)
 
sole power to vote or to direct the vote
 
 
(ii)
 
shared power to vote or to direct the vote
 
 
(iii)
 
sole power to dispose or to direct the disposition of
 
 
(iv)
 
shared power to dispose or to direct the disposition of
 
See the Cover Pages for each of the Reporting Persons.
 
Instruction:    For computations regarding securities which represents a right to acquire an underlying security see Rule 13d-3(d)(1).
 
Item 5.    Ownership of Five Percent or Less of a Class
 
Not Applicable
 
Item 6.    Ownership of More than Five Percent on Behalf of Another Person.
 
Not Applicable
 
Item 7.    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
 
See Exhibit A.
 
Item 8.    Identification and Classification of Members of the Group
 
See Exhibit A.
 
Item 9.    Notice of Dissolution of Group
 
Not Applicable
 
Item 10.    Certification
 
Not Applicable
 
SIGNATURES
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
September 25, 2002

Date
 
/s/    WARREN E. BUFFETT

Signature
 
Warren E. Buffett

Name


 
September 25, 2002

Date
 
/s/    MARC D. HAMBURG

Signature
 
Marc D. Hamburg, Vice President and CFO

Name/Title
BERKSHIRE HATHAWAY INC.
September 25, 2002

Date
 
/s/  MARC D. HAMBURG

Signature
 
Marc D. Hamburg, Vice President and Treasurer

Name/Title
OBH, INC.
 
September 25, 2002

Date
 
/s/    TIMOTHY T. MCCAFFREY

Signature
 
Timothy T. McCaffrey, Secretary

Name/Title
NATIONAL REINSURANCE CORPORATION
 
September 25, 2002

Date
 
/s/  ELIZABETH A. MONRAD

Signature
 
Elizabeth A. Monrad, Senior Vice President and CFO

Name/Title
GENERAL RE CORPORATION
 
September 25, 2002

Date
 
/s/    RICHARD G. MCCARTY

Signature
 
Richard G. McCarty, Assistant Secretary

Name/Title
NATIONAL RE CORPORATION


 
Page 10 of 11 Pages
 
SCHEDULE 13G
 
EXHIBIT A
 
RELEVANT SUBSIDIARIES AND MEMBERS OF FILING GROUP
 
PARENT HOLDING COMPANIES OR CONTROL PERSONS:
 
Warren E. Buffett (an individual who may be deemed to control Berkshire Hathaway Inc.)
 
Berkshire Hathaway Inc.
 
OBH, Inc.
 
General Re Corporation
 
National Re Corporation
 
INSURANCE COMPANIES AS DEFINED IN SECTION 3(a)(19) OF THE ACT:
 
National Reinsurance Corporation
 


 
Page 11 of 11
 
SCHEDULE 13G
 
EXHIBIT B
 
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)(1)
 
The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G amendment in connection with their beneficial ownership of the Common Stock of UNICO American Corporation.
 
Dated: September 25, 2002
       
/s/    WARREN E. BUFFETT        

         
Warren E. Buffett
         
BERKSHIRE HATHAWAY INC.
Dated: September 25, 2002
       
/s/    MARC D. HAMBURG        

         
By:    Marc D. Hamburg
Title:    Vice President and CFO
         
OBH, Inc.
Dated: September 25, 2002
       
/s/    MARC D. HAMBURG        

         
By:    Marc D. Hamburg
Title:    Vice President and Treasurer
         
GENERAL RE CORPORATION
Dated: September 25, 2002
       
/s/    ELIZABETH A. MONRAD        

         
By:    Elizabeth A. Monrad
Title:    Senior Vice President and CFO
         
NATIONAL RE CORPORATION
Dated: September 25, 2002
       
/s/    RICHARD G. MCCARTY        

         
By:    Richard G. McCarty
Title:    Assistant Secretary
         
NATIONAL REINSURANCE CORPORATION
Dated: September 25, 2002
       
/s/    TIMOTHY T. MCCAFFREY        

         
By:    Timothy T. McCaffrey
Title:    Secretary
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